Compliance Officer (Regulatory)

Public Finance Limited

Responsibilities:

  • Assist the Head of Compliance in formulating and maintaining Compliance policies and procedures
  • Study the new regulations or consultation papers issued by regulatory bodies, and assist in monitoring the progress of the implementation of the regulatory requirements
  • Advise business and supporting units on compliance issues
  • Prepare compliance reports for management review
  • Perform ad hoc tasks as assigned from time to time

Requirements:

  • Degree in Business Administration, Corporate Governance, Law, or related disciplines
  • Those candidates with experience in regulatory compliance is preferred
  • Holder of applicable Enhanced Competency Framework Certifications (e.g. ACOP) is preferred
  • Good command in both spoken and written English 
  • Self-motivated, good communication and interpersonal skills

Benefits

  • 5-day work
  • Year-end Bonus
  • Employee Insurance Benefits

Application Method:

  • By E-mail
    E-mail address:      [via CTgoodjobs Apply Now ]
  • Whatsapp : 9309 2925
More job information
Salary negotiable
Benefits
  • 5-day week
  • Insurance plan
  • Medical plan
  • Year-end bonus
Job Function
  • Banking · Financial Service - Risk Management
  • Banking · Financial Service - General · Others
Employment Term
  • Full-time
  • Permanent
Education
  • Degree

Similar jobs

Assistant Vice President, Relationship Management (Corporate Banking)

Shanghai Commercial Bank Ltd

Customer Service Ambassador

Standard Chartered Bank

Senior Vice President, Global Transaction Services (Trade / Cash Management)

Shanghai Commercial Bank Ltd

Officer, Business Support (Corporate Banking)

Shanghai Commercial Bank Ltd

Mandarin Relationship Manager / 普通話客戶經理 (up to 48K)

Waterdrop Financial Services (HK) Limited

Officer, Settlement

Shanghai Commercial Bank Ltd