Manager, Compliance Review

Responsibilities:

• Conduct AML/ CFT reviews of the Bank Group through interviews, document inspection and on-site visits etc. so as to ensure compliance with internal policies/guidelines as well as external regulatory requirements/ expectations

• Identify, assess, report and mitigate the compliance risks of the Bank’s local and overseas operations and its subsidiaries

• Provide practical recommendations to stakeholders for addressing the compliance review findings identified

• Prepare compliance review reports

• Follow up and track the implementation status of rectifications agreed by reviewed units till completion

• Assist in reporting the compliance review results to senior management on a regular basis

• Assist in handling enquiries from auditors on compliance review related issues

• Conduct analysis on the compliance review results as assigned from time to time

• Handle ad hoc projects assigned by management

Requirements:

• Degree holder in Business Administration, Risk Management, Law or related disciplines

• Holder of ECF on AML/CFT certification or equivalent qualifications (e.g. CAMS, CIA, CPA) is preferred

• Minimum 5 years’ experience in AML/CFT compliance, audit, or control functions within the banking industry

• Good knowledge of AML regulations (e.g. FATF, HKMA, MAS, OFAC, EC directives)

• Solid understanding of compliance review standards and methodologies

• Good report writing, analytical, interpersonal and time management skills

• Detail-oriented, independent, and self-motivated

• Responsible, well-organized, and possess strong communication skills