AVP, Investment Product and Governance

Job Summary:

To assist Head of Investment Product & Distribution (or delegate); develop and enhance customer onboarding in general banking and wealth management; and strengthen the existing selling process of Investment & Insurance and suitability framework of Investment Products through streamlining and innovation, in order to achieve satisfactory regulatory standards.

What you will be doing:

• Coordinate and support investment related projects and change initiatives, including local/regional driven programs
• Enhance the selling process of investment product, including system development and procedure updates where applicable
• Design and implement improvements to investment sales and ordering process
• Support and address all investment product risk and compliance
• Provide investment suitability training in new joiner induction and refresher training
• Support the resolution of process- or system related incidents

What we are looking for:

• University graduate; HKSI with CFA definite advantage
• Relevant project management experience of more than 5 years as a Business Analyst / Change Manager in Wealth Management projects. Experience in account opening process review will be a plus
• Good knowledge of PC application software including Excel & PowerPoint
• Strong compliance and customer centric mindset
• Ability to work independently and analyze situations with priority.
• Attentive to details with strong organization and time management.
• Able to communicate effectively with influencing