Risk Monitoring and Control Professional (Corporate Banking)

Responsibilities:

• Assist the team head to oversee various projects and to exert relevant monitoring and control to meet the standard of both internal and external regulatory requirement;
• Identify key risk and material control issues and timely escalate to the team head; conduct independent risk reviews complementing other functions’ assessment.
• To provide compliance / audit related support as assigned by management.
• Align, develop and fine tune existing / new process and procedures.
• Participate in various Risk remediation projects to address control issue.
• Handle ad hoc project as assigned by Management from time to time, not limited to AML CDD issue, IT / system related enhancement, Compliance, internal / external regulatory issue etc.
• Independently assess governances, internal controls and business activities effectiveness and commensuration with operational / credit risk appetite set by the bank / Management.
• Foster strong collaboration with Business and peers for carrying out daily administrative / credit monitoring and control process etc.
• Ensure all MIS reporting and Risk & Control Self-Assessment comply with regulatory standards.
• Track daily tasks diligently and ensure the deadlines are met promptly.
• To oversee daily excess & credit monitoring on assigned portfolios.
• Propose adequate risk mitigating measures to close gaps.

Requirements:

• Degree holder or above with major in Risk Management, Economics, Business Administration, Corporate Governance or related discipline.
• Qualifications in CPA, FRM or law related areas are preferable.
• At least 5 years banking experience with not less than 3 years in Risk Management, control, Compliance or audit related functions, with good knowledge in credit products and business practices.
• Understand supervisory requirements, banking law / rules in Hong Kong and Mainland China.
• Demonstrated communication and interpersonal skills, including, the capacity to articulate the case for risk management in the language of business Ability to work and thrive in a fast changing, results driven environment.
• Independent, committed, proactive and responsible.
• Understand and interpret complex business requirements and prioritize competing demands.
• Very good demand of English; fluency in Putonghua is an advantage.
• Familiarize with Microsoft Office i.e. Word, Excel & PowerPoint.