(Assistant - Senior) Business Compliance Manager (Corporate Business Compliance Division)

Job No.: 499804
Employment Type: Full time
Departments: Corporate Banking Integrated Risk Management
Job Functions: Corporate Services, Legal, Project Management, Policy Administration

Responsibilities:

• Carries out duties in accordance with policies and various internal rules and regulations of the Bank.
• Provide advisory services to business units in the interpretation and implementation of compliance requirement.
• Collects rules and regulations of local, mainland and overseas regulatory authorities or legislation departments related to financial institution businesses; reviews existing policies and guidelines of the Bank / Department and takes follow-up actions when appropriate;
• Reviewing the in-house compliance policies and work procedures with reference to the statutory requirements of different regulatory authorities.
• Coordinate audit and regulatory examinations.
• Finishes assigned work tasks, enhances the communication among superiors and subordinates and timely reports work progress to superiors.

Requirements:

• Degree or above with major in Finance, Accounting, Business Administration, Law or related disciplines.
• At least 5 years’ relevant experiences.
• Good knowledge of the general banking operations and its legal and regulatory context.
• Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule.
• Good communication and presentation skills with excellent command of Chinese and English (both spoken and written).
• Proficient in computer applications (MS Word, Excel, PowerPoint, etc).