Product Governance Manager - Investment Products & Advisory

Responsibilities

• Assist the department in keeping abreast of all relevant regulatory requirements and assessing the impact on business and operations;
• Responsible for investment products/service and third party product providers onboarding for all investment products that are distributed across various Bank sales channels (including, but not limited to, product paper approval and risk  assessment);
• Responsible for the Bank’s regular review on investment product risk rating assessment model, investment products and third party product providers;
• Work with distribution channels and second line of defense to set up investment product distribution workflow;
• Participate in strategic project to act as the subject matter expert to provide input from risk and compliance perspective; 
• Products covered by the team include Mutual Funds, Alternative Investments, Linked Deposits, Fixed Income, Derivatives, Structured Products, and Discretionary Portfolio Management strategies;
• Ensure the accuracy and effectiveness of existing procedures, policies, and guidelines of the Bank concerning investment products;

Requirements

• University graduate, preferably major in business administration, accounting, economic or finance;
• Minimum 5 years of banking experience, with exposure to investment products is preferred;
• Passed HKSI Paper 1, 7, 8 is preferred;
• Knowledge of relevant rules and regulations will be advantageous;
• Willing to work under pressure;
• Self-motivated, positive, presentable and responsible;
• Good spoken and written English, Chinese and fluent Mandarin being an advantage

This position is subject to the Mandatory Reference Checking (MRC) Scheme which is implemented by the Hong Kong Monetary Authority (HKMA). In the event of BEA proceeding with a potential offer, you are obligated to give consent for the bank to conduct reference checks with your previous employers as part of the final assessment of your suitability for this role. For more details, please visit The Hong Kong Association of Banks (HKAB)’s website under the Industry Guidelines for FAQs regarding In-Scope Individuals in the MRC Scheme. Further information can also be provided on request.