Assistant Manager (2-year Contract), Customer Risk Monitoring & Control

Key Responsibilities:

Act as a checker to ensure the quality on periodic review, trigger event review and EDD conducted by branches, main job duties includes:

• Conduct CDD periodic and trigger event review to ensure full compliance with internal policies and regulatory requirement.
• Perform thorough KYC screening (e.g. PEP, caution list) and maintain detailed client records per the bank’s policies.
• Collaborate with branch to gather relevant customer information.
• Highlight deficiencies, suspicious or other non-compliance issues to the department head
• Analyze data and results of existing transaction monitoring reports to determine if further investigation is required.
• Support supervisor on other tasks as assigned from time to time

Minimum Job Requirements

• Degree holder with qualification of ECF-AML/ CFT preferred
• Minimum 5 years of CDD/KYC related experience in banking, practical experience in handling CDD review for personal and corporate customers required
• Well-versed with HKMA’s AML requirements & Risk Assessments
• Good interpersonal skill and can work independently
• Good command of spoken and written English and Chinese
• Proficient in MS Office applications including Chinese word processing

Potential candidate with more solid and relevant experience may be considered as Manager.