Senior Compliance Manager (General Compliance)

Responsibilities:

• Identify & participate in compliance risk, conduct compliance evaluation & investigation and formulate compliance plans, standards & objectives
• Assist in contact with local regulators, coordinate bank’s response to regulatory inspections and maintain reporting obligations & resolve inquiries
• Track key regulatory changes, liaise compliance functions with business units
• Update & improve compliance documents to ensure they reflect current regulation, industry best-practice and changes in bank’s business structure and activities 
• Complete periodical reports, statement, assessment and follow up with matters required by HKMA, SFC & other regulators and related business units

Requirements:

• Bachelor degree or above in Accounting, Laws or related disciplines
• Minimum 6-8 years of working experience in compliance of banking industry
• Well-verse in HKMA, SFC and other banking related legislations and guidelines
• Hands-on exposure of working and liaison with regulatory bodies
• Excellent prioritization, organization and people skills 
• Good command of written and spoken English and Chinese (Cantonese & Mandarin)