Senior Compliance Manager / Compliance Manager

Responsibilities:

• Identify & participate in compliance risk, conduct compliance evaluation & investigation and formulate compliance plans, standards & objectives
• Assist in contact with local regulators, coordinate bank’s response to regulatory inspections and maintain reporting obligations & resolve inquiries
• Track key regulatory changes, liaise compliance functions with business units
• Update & improve compliance documents to ensure they reflect current regulation, industry best-practice and changes in bank’s business structure and activities
• Complete periodical reports, statement, assessment and follow up with matters required by HKMA, SFC & other regulators and related business units

Requirements:

• Bachelor degree or above with major in Business Administration, Finance, Accounting, Law or related discipline
• Sound knowledge of relevant laws and regulations pertinent to bank
• Minimum 4 years of working experience in compliance, legal or regulatory fields of financial services industry
• Familiar with the operating rules and regulatory requirements of the local financial market and banking industry
• Strong interpersonal and communication skills with effective time and project management skills
• Good command of written and spoken English and Chinese (Cantonese & Mandarin)