Assistant Manager/Manager, Compliance team, Asset Custody Department

Responsibilities: 

• Perform Know-Your-Customer (KYC) and Anti-Money Laundering (AML) checks on new investors
• Perform periodic review and trigger events review including monitoring and tracking of KYC records, and ensure documentation comply with local regulation and company standards
• Provide support and collaborate with internal stakeholders to gather KYC related information and documentation
• Conduct name screening on the clients and their connected parties
• Assist the development, implementation, review and enhancement of internal procedures and guidelines
• Design and deliver AML/KYC training to all staff
• Handle ad-hoc projects as assigned

Requirements:

• Degree holder or above in Business, Law, Finance, Economics or a related discipline
• At least 3 years of relevant trustee or bank compliance experience
• Qualification in ECF is preferred
• Customer-orientated, strong service mindset and able to understand and capture customer needs
• Effective at multi-tasking and able to meet tight timelines
• Good command of spoken and written English and Chinese, including Putonghua
• Proficient in MS Office applications including Chinese word processing