Manager, Transaction Monitoring (AML and Sanction Control Centre)

Responsibilities:

• Conduct investigation triggered by system alerts, cases referred by internal and external sources and thematic review

• Ensure suspicious transactions are thoroughly investigated and Suspicious Transaction Reports (STRs) are filed to JFIU with accurate information in a timely manner

• Handle case enquiries from FIs and local enforcement agencies

• Carry out post-STR measures

• Assist in Transaction Monitoring system maintenance, controls and enhancements, and ensure its effectiveness

• Assist in developing, updating and maintaining transaction monitoring policies and procedures to align with regulatory standards and the Bank’s risk appetite

• Assist in coordinating and conducting AML / CFT training

• Assist in preparing and managing reporting to senior management and regulators regarding transaction monitoring and management information related to suspicious transaction reports

• Handle ad-hoc tasks as assigned by supervisor

Requirements:

• Bachelor Degree or above in Accounting, Finance or related discipline

• Minimum 5 years of experience in post-transaction monitoring in banking industry/ financial institutions

• Holder of HKMA ECF on AAMLP is preferred

• Good team player, energetic, self-motivated with good interpersonal and analytical skills

• Self-initiative, able to work independently and under pressure

• Good written and communications skills in English, Putonghua and Cantonese