Responsibilities:
Provide support and control over the end-to-end securities and futures services
Prepare compliance related reports based on regulatory requirements
Design and review operational flows and procedures for existing and new products
Maintain healthy relationship with business partners and counter parties
Handle the development and maintenance of securities and futures related systems
Provide trading support to frontline staff
Perform ad hoc tasks assigned by supervisor
Requirements:
Degree holder in Business / Finance or related discipline, professional qualification of CFP/CFMP/CRWP an advantage
Passes in HKSI papers 1,7,8,9
Minimum 5 years of relevant experience and familiar with regulatory requirements
Knowledge of accounting as well as securities and futures clearing and settlement process
Good command of spoken and written English and Chinese, including Putonghua
Proficient in MS Office applications including Word, Excel, Access, Chinese word processing
(Candidate with less experience may be considered as Assistant Manager, Securities & Futures)
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