Business Control Manager, Private Banking Business Management

Responsibilities:

• Develop, enhance, and maintain quantitative risk control frameworks for risk identification, measurement, management, and reporting
• Act as the first line of defense, monitoring daily activities of PB frontline staff (RM, ARM, IC) to ensure compliance with regulatory requirements and internal policies
• Review investment transactions, identify irregularities, and provide professional guidance on investment suitability prior to execution
• Conduct regular training for frontline staff on securities dealing, risk governance, and suitability practices
• Continuously review and update internal policies and procedures to align with the latest regulations, industry best practices and emerging technologies
• Collaborate closely with the second line of defense and cross-functional stakeholders on policy implementation and risk management initiatives
• Manage large volumes of raw data to prepare monthly MIS reports, scorecards, and business dashboards
• Lead and support various ad hoc tasks and projects assigned by the Team Head

Ideal candidates should possess:

• Bachelor’s degree or equivalent academic qualification
• Minimum 8 years of relevant experience in business control, risk control, or investment suitability monitoring within Private Banking / Private Wealth Management
• Strong understanding of regulatory requirements governing investment suitability frameworks
• Highly organized, detail‑oriented, and capable of managing multiple priorities effectively
• Excellent communication and interpersonal skills, with the ability to work closely with frontline and second-line stakeholders
• Adaptive, proactive, and willing to take on new challenges
• Good command of written and spoken English and Chinese (Mandarin & Cantonese)
• Advanced Excel expertise, including but not limited to:

          - Managing and processing large datasets

          - Building Macros for workflow automation

          - Preparing monthly MIS reports, dashboards, and scorecards

          - Performing data validation, cleansing, analysis, and structured reporting