Manager/AVP of Investment Operations Section (Shift Duty) (New headcount)

Job Summary

• Responsible and manage all operations activities of investment operations section
• Investment Product coverage: Virtual Asset, Securities Settlement, Corporate Action Settlement , IPO
• Support the business to launch the new investment products, services and distribution channels
• Develop and implement comprehensive operational procedures
• Ensure control and compliance with operational risk management standards and regulatory requirements in all areas of the team
• Shift Duty is required

Responsibilities:

• Thorough understanding of local & global equity markets, different financial instruments & operations flow
• Support the business as the subject matter expert to launch the new or change in investment products, services and distribution channels
• Define, implement & monitor SLA of different operational activities
• Manage & monitor the implementation of new systems, launch of products, and departmental & cross-departmental projects in accordance to the business strategies
• Perform duties as assigned by senior
• Ensure the operations in compliance with related statutory and regulatory requirements, service agreement and internal guidelines
• Liaise with different stakeholders in supporting the daily operational activities & resolve any operational issues of the section
• Develop and implement comprehensive operational procedures in timely manner, and ensure control & compliance with operational risk management standards, regulatory requirements, and service agreement in all areas of the section
• Identify area of improvement, development and opportunity of the section, and drive productivity & operational excellence
• Ensure competency across the section of the necessary skills and knowledge to complete all required tasks
• Responsible for effective supervision, performance of individual and team activities to achieve required productivities and effectiveness (senior roles)
• Senior roles require to assists section head managing all daily operations activities of investment operations section

Requirements:

• Degree holder
• Minimum 3 years of relevant banking experience
• Strong communication, interpersonal and analytical skills;
• Strong leadership, management and interpersonal skills
• Strong problem solving and influencing skills
• Familiar with the regulatory requirements (i.e. HKMA & SFC) & markets practices
• Proficiency in written English and Chinese ; Proficiency in spoken English, Cantonese & Putonghua
• Proficiency in MS Office applications and Chinese word processing skills
• Less experienced candidates will be considered for Assistant Manager