Assistant Vice President, Investment Product and Governance

Job Summary:

To assist Head of Investment Product & Distribution (or delegate); develop and enhance customer onboarding in general banking and wealth management; and strengthen the existing selling process of Investment & Insurance and suitability framework of Investment Products through streamlining and innovation, in order to achieve satisfactory regulatory standards.

What you will be doing:

• Coordinate and support investment related projects and change initiatives, including local/regional driven programs

• Enhance the selling process of investment product, including system development and procedure updates where applicable

• Design and implement improvements to investment sales and ordering process

• Support and address all investment product risk and compliance

• Provide investment suitability training in new joiner induction and refresher training

• Support the resolution of process- or system related incidents

What we are looking for:

• University graduate; HKSI with CFA definite advantage

• Relevant project management experience of more than 5 years as a Business Analyst / Change Manager in Wealth Management projects. Experience in account opening process review will be a plus

• Good knowledge of PC application software including Excel & PowerPoint

• Strong compliance and customer centric mindset

• Ability to work independently and analyze situations with priority.

• Attentive to details with strong organization and time management.

• Able to communicate effectively with influencing