Compliance & Risk Management （Wholesale Banking）

About the Role

To manage and coordinate the risk control measures under the scope of compliance, credit, and operational risk management; and work with different risk departments and Legal & Compliance Department on formulating and implementing risk monitoring and self-assessment measures for wholesale banking sectors.

Responsibilities:

1. To perform routine monitoring and reporting of credit, operational, legal and compliance risk related situations.

2. To communicate and negotiate with the different departments regarding the issues encountered in daily operation and provide comment from risk perspective.

3. To implement self-assessment exercises on the implementation of various risk control and monitoring measures, and evaluate the execution of the measures in wholesale banking departments.

4. To organize and provide training on risk related topics for frontline staff of wholesale banking departments.

5. To coordinate wholesale frontline departments on revising and updating various guidelines and procedural manuals in relation to risk prevention and control measures.

Requirements:

• Hold bachelor’s degree or higher in relevant field such as Finance, Economics, or Business Administration.

• Be familiar with wholesale banking products, and have at least 3-year experience in related fields.

• Possess sound knowledge in compliance, credit and operational risk management.

• Be proficient in writing and communicating in English and Chinese, with good communication and management skills.

• Be able to work independently and under pressure.