Assistant Vice President, Sales Process, Wealth Management

Responsibilities:

• Ensure smooth and efficient selling process in compliance with regulatory requirement
• Prepare documentations on investment selling procedures and guidelines 
• Review and implement necessary changes on investment operation related procedure and system design so as to comply with the relevant rules and regulations
• Formulate and execute action plan regarding rectifications/improvements when there is comment/advice from regulatory bodies
• Participate in system development projects (e.g. review user requirements, functional specification, test plan, conduct UAT…etc.) and maintain quality control on deliverables
• Prepare and deliver training to frontlines before product rolled out
• Negotiate with relevant parties, manage end-to-end processing procedures and closely work with various internal and external parties
• Assist team head to handle ad hoc assignments as required

Requirements:

• Bachelor Degree in Business Administration, Finance or related discipline
• Minimum 3 years' relevant banking experience with solid experience in investment selling process, wealth management products or investment operations
• Experience in quality check of investment selling is an advantage
• Conversant with the banking rules and regulatory requirements
• Experience in system development/enhancement project is an asset
• Strong communication, interpersonal, analytical and problem solving skills
• Strong self-motivation with ability to work under pressure
• Proficient in both spoken and written Chinese (Mandarin and Cantonese) and English
• Proficiency in MS Office Applications and Chinese Word Processing