Assistant Manager, Business Compliance Periodic Review Team

What you do
- To perform CDD/EDD Reviews to Medium &/or High Risk customer
- To conduct AML assessment on Personal & Corporate customers, including Portfolio management &
- Transaction review & to validate PEP profile, name screening & adverse news result.
- To liaise with client/ RM for additional customer information & supporting document.
- To keep track on the review momentum to ascertain reviews are completed within timeline.

Who you are
- To review & update customer’s CDD/EDD profile; to keep track on the review progress & to ascertain completion within predetermined timelines in accordance with Group Policy
- Act as a centralized contact point and perform end-to-end customer communication to acquire customer updated information & documentation, and to conduct AML/CFT assessment to Medium/High Risk Entity
& Individual customers including but not limited to name screening hit review, PEP or Adverse News analysis, transaction review, etc.
- Identify any irregularity or suspicious tx observed during periodic review, and escalate and file STR to CMP
on any suspicious transaction identified, and to assist in structure and implement risk control strategy and risk mitigation measures to ensure effective AML control.
- Provide assistant to supervisor in structuring work process flow, to engage in system enhancement development and participate in AML-related projects.