SFC Type 9 Responsible Officer

Eddid Securities and Futures Limited

Eddid Securities and Futures Limited (Eddid Securities and Futures) is a core member of the Eddid Financial Group. It was incorporated in Hong Kong in 2015. It relies on professional investment and research capabilities, excellent business capabilities, and comprehensive competition with abundant capital strength.

Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code: 0974 and 0977). As a leading new first-line Internet licensed brokerage firm, EDDID Securities & Futures is committed to providing investors with an intelligent, one-stop global trading service platform. Currently, our businesses covers Hong Kong stocks, US stocks, Hong Kong futures, global futures and asset management, etc.

EDDID Securities & Futures attaches great importance to the improvement of overall investment and research strength, actively attracts and trains outstanding investment and research talents, integrates information, reporting, investment education and financial technology intelligence, empowers investment decisions every kilometer, and helps investors strive for over-predicted return on investment.

 

We are seeking a highly qualified professional to join our team as a Responsible Officer (RO) for Type 9 regulated activities, focusing on public fund management.

The successful candidate must be a current SFC Type 9 Responsible Officer qualified for KIP public fund management. Applications without this qualification will not be considered.

Key responsibilities include uplifting the Type 9 license application to meet SFC requirements for public fund issuance, leading product authorization and liaising with the SFC for approvals, and serving as one of the Key Investment Personnel (KIPs) for the future launch of the public fund. The role also involves monitoring portfolio performance, formulating investment policies and strategies, overseeing asset allocation, participating in product development, and preparing proposals for potential clients. Additional duties may be assigned by supervisors as required.

There will be a compensation step-up upon approval of the license uplift and launch of the public fund.

Ideal candidates should possess a university degree in a related discipline, hold current SFC Type 9 RO status with proven experience in public fund management, and have current or prior KIP experience in HK and USA equities and/or fixed income products. Proficiency in English and Mandarin is required.

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薪酬 薪金面議
工種
  • 銀行 · 金融服務 - 投資服務
僱用形式
  • 兼職
教育程度
  • 學士

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