Manager (1-year Contract), Retail Finance Headquarters - Compliance and Risk Management

Responsibilities

• Conduct RAF/CDD/EDD regular AML/compliance review on high risk customer and STR
• Monitor money laundering suspicious transactions and to make disclosures to local authorities where necessary and appropriate
• Support frontlines to accomplish AML/compliance monitoring tasks. eg. event trigger reporting
• Identify compliance and internal control issues from the AML perspective during the review
• Liaise with frontlines to understand business practices to identify areas of concerns and resolution
• Coordinate with compliance department and frontline to ensure smooth implementation of AML policy/guidelines
• Develop MIS report and measures with reference to the result of monitoring and inspection
• Investigate and review internal control weaknesses / deficiencies, and recommend appropriate measures for risk control and mitigation
• Keep abreast of the latest regulatory requirements regarding anti-money laundering, raise and maintain compliance awareness among staff by providing timely information, publications and relevant training

Requirements

• 5 years or above relevant banking experience
• Bachelor degree in a related discipline or other relevant qualifications
• Excellent command of spoken and written English and Chinese (Putonghua preferable)
• Pleasant and outgoing personality with good interpersonal and communication skills