Manager to Sr Mgr (Business Strategies & Compliance) - Corp Business Mgmt Dept

Responsibilities

• Act as first line of defense to advise business on compliance and control matters
• Conduct transaction monitoring and business review to ensure adherence to internal/ external requirements
• Identify possible compliance/operational risks/ breaches, prepare management report(s), and provide recommendations to mitigate relevant risks 
• Review policies & procedures, and risk assessment materials to analyze the compliance and operation risks in new businesses, products, and systems 
• Coordinate with internal and external reviewers for onsite or offsite examinations 
• Review operational risk incidents/ customer complaints and monitor the implementation status of the action plans 
• Advise business units on operational risks and control matters, including coordinating business contingency plan 
• Conduct training and coaching to promote a compliance culture 
• Ad-hoc projects or tasks 

Requirements

• Bachelor degree or above in Business Administration / Finance / credit related disciplines 
• Minimum 6 years or above relevant working experience in banking industry / financial institutions
• In-depth knowledge of regulatory and compliance especially in corporate banking business, AML and credit related aspects 
• Excellent interpersonal and communication skills, a good team player and able to provide advisory to frontline and various stakeholders
• Good analytical, presentation and project management skills 
• Proficient in PC applications such as MS Word, Excel, PowerPoint and Chinese Word Processing 
• Excellent command of both spoken and written English and Chinese (Cantonese & Putonghua)