Head of AML Compliance

Cathay United Bank

Job Description:

Reporting to Head of Compliance, to oversee and manage the AML Compliance function ensure the Branch is operating within the rules and regulatory requirements
Keep abreast of regulatory and legislative changes and provide pro-active AML advisory support to business stakeholders
Review internal AML policies and procedures on on-going basis
Liaise with Head Office and regulators regarding AML compliance matters or on-site inspection
Promote AML compliance culture and provide training and regular updates to different functions of the Branch
Identify and monitor AML risk for the Branch and compliance reviews
Lead the AML Compliance team and nurture talents to meet the manpower need of the team
Identify areas of improvement in AML process/documentation, including but not limited to AML system performance (i.e. transaction monitoring scenarios review and thresholds tuning)

Ideal candidates should possess:

Bachelor’s degree or above in Law, Accounting, Finance or other related disciplines
At least 10 years’ relevant work experience covering various AML compliance responsibilities in a bank with corporate banking and private wealth management business; of which 3 years or above managerial/supervisory experience
Profound knowledge in AML/CFT related regulatory issues and rules/circulars of HKMA, SFC and other regulatory authorities
Certified AML Professional (CAMLP) holder an added advantage
Excellent communication, interpersonal skills and problem solving skills with strong mindset of teamwork
Effective in coaching, developing and retaining talents in the team
Proficient in written and spoken English and Chinese (Mandarin and Cantonese)

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