Senior Manager (Compliance)

We are looking for high-calibre individuals to join the Compliance Team under the Legal Office for serving the HKMC Group.

Job Descriptions:

• Assist in managing the implementation of the compliance programme (including compliance risk identification and monitoring, compliance audit, compliance training and testing, compliance reporting and other compliance-­related matters) across the business lines of the HKMC Group of companies including the infrastructure financing and securitisation business;
• Assist in providing compliance support and advice to the HKMC Group;
• Assist in carrying out compliance screening, due diligence and clearance of infrastructure financing projects;
• Maintain a robust compliance framework in compliance with regulatory and internal compliance requirements, including policies and procedures, control and monitoring measures, customer data and privacy;
• Assist in using subscribed databases in conducting anti-money laundering/counter-terrorist/sanctions screening;
• Support the implementation of the environmental, social and governance (ESG) strategy of the HKMC Group including the management of ESG data and ESG reporting;
• Perform research and provide compliance and regulatory advice and support; and
• Handle ancillary administrative and support duties as assigned.

Requirements:

• Diploma in compliance, degree in law, ESG matters or accounting preferred;
• A minimum of 7 years' relevant experience gained in major financial institutions (in particular, insurance companies), major corporations, law firms, accounting firms or in-house legal or compliance department of major organisations;
• Attention to detail, transaction management ability, a high degree of accuracy and ability to work independently;
• Excellent communication skills and good knowledge of MS Office (including Chinese word-processing); and
• Good command of written and spoken English and Chinese.

Candidates with less experience may be considered for the position of Manager (Compliance).