Manager - Legal & Compliance

At Delta Asia Financial Group, we foster a supportive and empowering environment that enables our employees to shape rewarding career journeys. We are committed to your professional growth and development, and to creating a workplace culture that values collaboration, innovation, and excellence.

Responsibilities

• Assist in the development, implementation, maintenance, and operational management of AML related systems.
• Support transaction monitoring and customer CDD assessment, analyze and report suspicious transactions to AML/CFT Compliance Officer, and prepare and submit Suspicious Transaction Reports (STRs) to Macau GIF. 
• Conduct compliance checks to ensure the Bank's adherence to all relevant legal and regulatory requirements.
• Provide timely updates and training to all staff of the Bank regarding amendments to AML/CFT regulations.
• Facilitate inspections and audits from internal and external auditors or regulators related to AML/CFT, ensuring follow-up on remedial actions for identified findings.
• Provide compliance advice and support to different business units regarding daily operations and the launch of new products.
• Prepare and coordinate the completion and submission of periodic and ad hoc reports and AML questionnaires.
• Perform other ad hoc tasks as assigned.

Requirements

• Bachelor Degree holder or above in Law, Business or related discipline
• 5+ years of legal and compliance experience within the banking industry in Macau
• Comprehensive understanding of applicable laws, regulations, rules, guidelines, and industry practices for banks, particularly in relation to AML/CFT laws and guidelines
• Proven experience in compliance checking or auditing is preferred
• Extensive knowledge of financial products and services (e.g. banking, loans, securities, insurance, etc.) is preferred
• Proficient knowledge and work experience with SAS AML system is a plus 
• Demonstrates a growth mindset with flexibility and adaptability to change
• Strong interpersonal and communication skills
• Excellent command of both written and spoken English and Chinese, including Mandarin
• Station in Macau upon work visa valid