AVP, Internal Audit (Corporate Banking, Credit & Operations Audit Team)

Responsibilities:

• Develop and implement audit plans which align with the Bank’s strategy to drive audit excellence and development
• Perform audit assignments assigned under the Corporate Banking, Credit and Operations Audit Team, cover planning, risk assessment, fieldwork and reporting, to ascertain internal control adequacy and effectiveness
• Provide effective recommendations on audit observations and follow-up the execution of remedial actions
• Establish and maintain internal audit policy and procedure, perform regular audits, thematic reviews, ad hoc reviews or regulatory driven reviews, and document audit work performed in accordance with the Internal Audit Policy and Procedure
• Manage audit relationship with related Business and Support Units to assess associated risks for ascertain that the audit plan remains valid and propose any changes in audit scope, where necessary
• Assist in preparing Audit Committee updates to report key audit observations and internal control matters to Audit Committee and Senior Management and provide secretariat support to Audit Committee
• Perform ad hoc duties as required

Requirements:

• University graduate in Accounting, Finance, Risk Management or related disciplines
• Professional qualification of CPA, CFA, FRM will be an advantage
• Minimum 5 years’ experience in internal/external audit with banking or financial institutions
• Sound knowledge of banking operations, internal control and risk management
• Familiar with relevant regulatory requirements and market practices in HK, Macau and Mainland, particularly in Corporate Banking, Financial Institution Credit and Credit Risk Management
• Self-initiative, able to work independently with good time management
• Good team player with strong interpersonal and communication skills
• Good report writing skills in Chinese and English
• Good command of both spoken English and Chinese (including Mandarin)
• Occasion travelling to Mainland is required