Compliance Team Head-Greater Bay Area Corporate Banking Department

Job Responsibilities

• Promote and monitor the effective implementation of external regulatory rules and the Bank’s internal policies and procedures.

• Lead a team to finish clients’ CDD and AML risk assessment. Conduct self-checking for the departments’ CDD and AML processes.

• Carry out compliance risk monitoring of various products, businesses and management activities.

• Perform gap analysis to fulfill regulatory requirements, formulate and improve the department’s operation manual and CDD procedures.

• Cooperate with regulatory authorities and the bank to carry out internal and external inspections.

• Organize and provide training and guidance on CDD and AML risk assessments to the Department.

• Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department.

Job Requirements

• University graduate

• A minimum of 5 years of corporate banking or legal and compliance department experience. At least 3 years of team management experience

• Familiar with CDD and AML risk assessment procedures of corporate customers

• Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines

• A good command of written and spoken English, Cantonese and Mandarin

• Familiar with Ms Powerpoint, Excel and Word