Assistant Manager to Deputy Manager, Governance and Review, FCC

Job Responsibilities:

• Drive and support risk-based ongoing monitoring and control testing across the bank and subsidiaries to ensure effective control framework and programs are in place including to lead and deliver risk and control reviews, from planning, analysis, developing.

• Develop and maintain on-going monitoring and control testing standards and procedures that are fit-for-purpose and responsive to business requirements.

• Prepare detailed reports in accordance with the outcomes of the on-going monitoring and control testing and determine follow up actions.

• Follow up and challenge of sufficiency of remediation activities for risk and control issues as well as effective monitoring of and execute key activities within the risk and control framework.

• Liaise and co-ordinate with Internal Audit and Head Office for AML examinations, investigations, audits and reviews and handling enquiries.

• Carry out ad hoc FCC related projects as assigned.

Job Requirements

• Degree holder with minimum of 3-5 years of banking experience in financial crime compliance, AML advisory, or compliance testing/audit

• Sound knowledge in Hong Kong AML/CFT, Sanctions, and AB&C regulations, familiarity with Mainland China requirements is a plus

• Solid analytical and problem-solving skills, with the ability to apply a risk-based approach to on-going monitoring and control testing

• Experience working with regulatory authorities would be an advantage but not essential

• Strong stakeholder management and communication skills, able to work with front office, operations, IT, risk, audit and senior management

• Qualifications in law, accounting, commerce/business or related disciplines; recognised professional qualifications incl. CAMS/AAMLP or equivalent qualifications preferred

• Fluent written and spoken Cantonese, Mandarin and English language skills preferred