Senior Officer - Settlement

Responsibilities

• Perform daily settlement operation, includes but not limited to Hong Kong equities, US, Foreign Exchange (FX) other Overseas equities and options and Virtual assets.
• Ensure all post trade processing, reconciliations are properly and correctly completed
• Handle pre-matching of settlement instructions, daily booking and settlement process
• Liaise with internal & external counter parties to resolve trade and settlement issues
• Collect corporate actions announcement through CCASS, HKEX, share registrars and sub-custodians
• Check and process all entitlements
• Process subscriptions for IPO, allotment and refund
• Prepare daily reports and administrative support to Supervisor as required
• Participate in system modification and UAT testing
• Handle ad hoc projects as assigned
• Daily and monthly statement dispatches
• knowledge of DCASS is preferred

Requirements

•  At least 3~5 years of relevant working experience
• Be conversant with CCASS / DCASS, SFC rules and SFO, knowledge of Fund, Virtual Asset would be a plus
• Be familiar with the market trend and new product / system development
• Accuracy and thoroughness in work
• Good problem-solving and analytical skills
• Good team player, supportive and flexible to take up team tasks
• Good PC knowledge includes but limited to Excel and MS Word
• Good command of written and spoken English, Cantonese and Mandarin
• Willing to learn and progress.
• To delivery excellent operation service within the company