Assistant Manager / Manager – Business Management (Private Banking)

Responsibilities:

• Responsible for reviewing and revising policies related to Private Banking and Wealth Management and implementing necessary updates to ensure compliance with regulations and best practices

• Compliance supervision and transaction sampling for Private Banking and Wealth Management businesses which includes monitoring and ensuring that the operations in Private Banking and Wealth Management adhere to legal and regulatory standards

• To liaise between the organization and auditors, whether they are conducting internal audits to ensure adherence to internal policies or external audits for regulatory compliance

• To organizing and conducting training sessions designed to educate staff about compliance requirements, policies, and ethical standards

• Ad hoc Projects to execute and designed by department head

Requirements:

• Bachelor Degree or above, major in Economics, Finance or related disciplines

• A minimum of 5 years relevant experience in banking industry, ideally in Private Banking or Wealth Management Department

• Strong analytical skills, able to prioritize multi-tasking and time management

• Fluent in spoken and written English & Chinese (including Mandarin) 

• Strong skills in office software (Word, Excel, PowerPoint)