Assistant Manager / Manager, Investment Operations & Risk Reporting

To perform daily transactions, accounts enquiries, market data monitoring and updating and maintenance. To cooperate and support risk control duties as internal compliance function of the department such as reconciliation for different investment products. To support various ad-hoc assignments, preparation of weekly/monthly statistics reports.

Responsibilities

• Prepare and check forms to perform statistic data maintenance and transactions processing.

• Ensure control and monitoring of wealth financing position of customers with completion approval processes

• Ensure all daily controls and processing are signed off including cash and stock reconciliation break, as well as all key metrics are produced

• Prepare report for Risk Surveillance of Wealth Financing in Response to Market Upheaval

• Responsible for daily reconciliation of statements and reports.

• Participate in system enhancement and process improvement projects

• Prepare monthly statistics report to management

• Support section managers implement internal control procedures and suggest effective controlling in daily operation

• Handle disclosure requests from listed companies and regulatory authorities

• Handle Branch enquiries and follow up

• Attend system training and assist UAT project

Requirements

• Associate Degree or above

• Has product knowledge of equities and fixed income.

• Good knowledge of PC skills including MS Word, Excel & PowerPoint.

• Good communication and interpersonal skills

• At least 1-2 years working experience in financial institutions