SFC RA 1/4/9 Representative - Research & Operations Officer / Senior Officer

Job Descriptions: 

• Securities / Fund Research: Conduct research on stocks, funds, ETFs and market themes; prepare concise research notes, fund comparison updates and investment support materials.
• Fund Monitoring & Market Analysis: Monitor market news, economic data, fund performance, portfolio positioning and abnormal movements; support investment team discussions and client portfolio reviews.
• Fund Administration & RA Operations: Support fund documentation, client portfolio records, account / trade instructions, operational control checks and proper filing of SFC-related records.
• Trade Entry & Operational Accuracy: Assist with accurate trade entry and operational follow-up, ensuring instructions are properly checked, recorded and escalated where necessary.
• External Asset Manager Coordination: Liaise directly with asset management companies and counterparties to obtain fund information, research inputs, due diligence documents and timely responses.
• Client Portfolio & Sales Support: Assist in preparing investment updates, portfolio materials and client-facing content for institutional, corporate and individual client discussions.
• Ad-hoc Projects: Support company-wide initiatives, budget forecasting, product review, data analysis and process improvement projects.

Qualification Requirements: 

• Bachelor’s degree in Finance, Economics, Business, Accounting or a related discipline.
• 1–2 years of relevant experience in investment operations, fund administration, asset management, securities / fund research or RA operation support.
• Holder of SFC Type 1, Type 4 and Type 9 Representative Licences is preferred.
• Familiarity with SFC regulated activity operations, documentation standards and record-keeping requirements is preferred.
• Strong Excel, data checking, analytical and writing skills; able to turn market / fund information into clear working materials.
• Good command of spoken and written English and Chinese; Cantonese and Mandarin capability would be an advantage.

We offer:  

• 5-day work week and flexible working policy.
• Fun, open and low-hierarchy culture with a #WorkHardPlayHard philosophy and strong teamwork focus.
• Training, licensing examination support and practical coaching from senior investment professionals.
• Diversified exposure across institutional, corporate and individual clients.
• Attractive monthly basic salary and incentive payments.
• Comprehensive fringe benefits including annual leave, medical and dental coverage, family care leave, birthday leave, life and health insurance, wellness benefits and pension benefits on top of MPF mandatory contribution.