Securities Services Manager, Securities Department

Responsibilities:

• Perform securities trade order execution, for both retail and institutional customers

• Perform securities trade order execution and provide professional securities services and products to High Net Worth clients, Private Banking Customers and other retail customers, to ensure timely delivery of high quality services to clients

• Provide various securities services include block trade, securities transfer, IPO placement, margin facility limit maintenance, etc.

• Have a strong understanding of HK and US stock market and regulations

• Handle securities and product inquiries from internal and external parties, and follow up the end-to-end operation process

• Monitor client's order and margin level, perform margin call and force sell when required

• Assist in new projects or enhancement projects on securities trading and services, develop and implement operation process

• Assist in sales and marketing of securities products and services from other teams when required

• Responsible for dealing room’s daily operation, reporting ,administrative works, prepare and review relevant documents

• Ad hoc duties as assigned by supervisors

• Able to work in afternoon-night time (中班) occasionally

• Good command of spoken and written Cantonese, Mandarin and English

Requirements

• Degree holder or above

• At least 3 years’ solid working experience in HK & US stock market trading execution, with strong understanding of Hong Kong stock market and regulations

• Holder of HKSI qualifications (Type 1 & 4)

• Qualification in ECF is preferred

• Self-motivated, with good interpersonal skills

• Proficient in MS applications

• Proficient in both English and Chinese; fluency in Putonghua is an advantage

Applicants of this job may be regarded as In-Scope Individuals of the Mandatory Reference Checking Scheme (MRC Scheme). Pursuant to the MRC scheme, our bank will conduct a mandatory reference check by requesting information from relevant former and current employers of applicants. Further information on the In-Scope individuals will be provided to the prospective employees upon request.