Dealer (Securities Business Department)

Job Responsibilities:

• Execute order placement and handle customer’s enquiries

• Monitor trading activities / client positions and implement risk control

• Conduct proposal on securities business project and the policy / operation procedures

• Perform system testing and assist in system monitoring

• Facilitate daily administrations and prepare related documents

• Participate ad hoc assignments or projects assigned by supervisors

• Handle customer’s enquiries regarding stock transaction, corporate action and other enquiries

• Support marketing and promotional activities to enhance the securities business

• Review daily transactions and various transaction reports

• Participate ad hoc assignments 

Job Requirements:

• University degree and at least 3 years relevant experience

• HKSI Paper: 1, 7 and 8

• Experience in  stock markets, handling securities and product inquiries, financial transactions for Hong Kong, China, US stocks

• Familiar with relevant regulations and requirements within its own disciplineIndependent, creative and aggressive attitude

• Strong sense of responsibility and able to work under pressure