Assistant Manager, Account Opening and CDD (Operations)

Responsibilities:

• Review account opening and client documentation submitted by the frontline to ensure accuracy, completeness, and full compliance with the Bank’s KYC/AML policies and regulatory requirements;
• Handle client onboarding, including new account opening, periodic reviews and trigger event reviews for corporate, individual, and Private Banking / Wealth Management clients;
• Process account opening and account maintenance for both general banking and investment accounts, focusing on Private Wealth and Private Banking segments;
• Conduct Customer Due Diligence (CDD) reviews and verify supporting documentation, including but not limited to KYC, FATCA, and CRS requirements;
• Maintain and update accurate customer profiles and account records in internal banking systems;
• Perform operational and administrative tasks, including document filing, data entry, and record digitization (document imaging).

Requirements:

• Minimum 5 years of relevant experience in account opening, client onboarding, and CDD review within the banking industry;
• Experience in investment account opening and exposure to Wealth Management / Private Banking is highly preferred;
• Sound knowledge of AML regulations and regulatory requirements in the Hong Kong banking industry;
• Professional qualifications such as AAMLP are an advantage;
• Strong attention to detail with a proven ability to manage high-volume and time-sensitive tasks;
• A self-motivated team player with excellent communication and interpersonal skills;
• Flexible and willing to work overtime when required;
• Proficient in both written and spoken English and Chinese (Cantonese and Mandarin)