Senior Compliance Advisor (Global Markets focus)

What you do
- Provide compliance advice, review new business and products such as equities, fixed income, derivatives, currencies, rates, options, futures and swaps of Global Markets division
- Formulate and maintain regulatory compliance related policies and procedures to ensure compliance with regulatory requirements
- Prepare and deliver compliance training to relevant Bank’s staff
- Assist in disseminating the latest regulatory requirements to the relevant business or functional units and follow-up with the respective units on the respective implementation plan
- Handle and manage breach/incident reporting to the regulators
- Maintain oversight on local and overseas subsidiaries
- Assist in preparing and coordinating responses to regulatory inquiries
- Assist in reporting any compliance related issues to management
- Assist in performing communication surveillance and the Group in carrying out control room function
- Handle other ad-hoc tasks assigned by the Team Head and Head of Regulatory Compliance

Who you are
- A degree in law, finance, or a related field
- Solid 6-8 years of compliance, audit, and related fields with hands-on experience in compliance
- Experience working or knowledge on Exempted Fund Manager/ Exempted Proprietary Trading, wall crossing and communication surveillance is a plus
- Knowledge in banking products, services, and operations
- Good interpersonal, analytical and presentation skills
- Proficiency in both written and spoken English