Sales Officer – CIES

UOB Kay Hian (Hong Kong) Limited

Responsibilities:

  • Manage end-to-end processing of CIES applications, including eligibility assessment, documentation review, and submission to relevant authorities, with occasional errands as required
  • Provide ongoing guidance to clients on CIES investment requirements, compliance obligations, timelines, and renewal procedures
  • Monitor qualifying investments within the CIES framework and generate periodic reports for internal and client use
  • Provide administrative assistance for sales operations and may be required to handle and execute dealing orders from the sales team
  • Handle sales and clients’ enquiries and deliver high-quality service support
  • Assist in ad-hoc projects as needed

 

Requirements:

  • Minimum 5 years of experience in handling CIES application cases
  • Solid understanding of CIES regulations, qualifying investments, renewal criteria, and common regulatory issues
  • Self-motivated, detail-oriented individual with strong skills in documentation management, case tracking, and deadline management
  • Excellent interpersonal and communication skills
  • Proficient in both spoken and written English and Chinese, including Mandarin
  • Proficiency in utilizing AI tools is preferred
  • Holding SFC licenses is an advantage

 

More job information
Salary N/A
Benefits
  • 5-day week
  • Compassionate leave
  • Competitive pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Examination leave
  • Marriage leave
  • Medical plan
Job Function
  • Banking · Financial Service - Analyst
Employment Term
  • Full-time
  • Permanent
Education
  • Degree

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