Retail Financial Crime Compliance Manager – Retail Risk & Compliance

Position summary

Being a member of the Financial Crime Compliance Section (“RFS”), responsible for ensuring operations and services of all channels are compliant with all applicable AML regulations, internal policies and guidelines; and advisory support to branches on AML and Fraud Investigation related issues are in place

Responsibilities

• Prepare and analyse recommendations for section head’s approval on exceptional transactions or customers with medium or higher AML risk level;
• Assist in developing systems relating to AML compliance;
• Handle enquiries from law enforcement agents and Hong Kong Monetary Authority in relation to AML and Counter-Financing of Terrorism (“CFT”) matters;
• Handle fraud intelligence and conduct internal & external fraud investigations and report the investigation outcomes and the recommended remedial actions to the Section Head and Department head for review;
• Communicate and coordinate with relevant branches and all departments of Personal Banking Department on AML and Fraud investigation related issues;
• To handle fraud intelligence and conduct internal & external fraud investigations and report the investigation outcomes and the recommended remedial actions to the Section Head and Department Head for review;
• Provide advisory support to branches on AML and Fraud Investigation related issues; and
• Support the senior manager in procedure and policy development for the Division

Requirement

• Bachelor’s degree in Finance, Accounting, Risk Management, or related disciplines;
• Minimum of 5 years’ experience in banking sector cover the following:
• At least 3 years’ experience at managerial / supervisory role;
• Sound knowledge and exposure in AML or compliance related issues;
• Proficiency in business intelligence applications, database software such as SQL (e.g. Bigquery, Teradata),Tableau etc;
• Experience in programming and scripting language;
• Good communication skill and risk awareness;
• PC literate with good knowledge of MS Office;
• Good command of both spoken and written English and Chinese