Process Management & Risk Monitoring Manager (Corporate Banking)

Responsibilities:

• Review customer profile and KYC documents for on-boarding, periodic review and trigger event review to ensure compliance with regulatory requirements and the Bank’s internal policies and procedures before submission for senior management approval
• Provide advice to business units on AMT/CFT and compliance requirement
• Liaise with internal units from legal and compliance perspectives to resolve KYC/AML matters when necessary
• Perform various tasks in relation to Anti-Money Laundering including transaction monitoring, account opening and account review
• Supervise and support the operations of Corporate and Commercial banking, to ascertain adherence to proper procedures
• Assist team head to maintain and implement control policies and procedures
• Analyze the relevant operational risk incidents, perform risk assessment on business and follow up the implementation of rectification action of risk events
• Assist monitory parties to conduct ad hoc on-site internal control reviews, provide control recommendations and produce relevant reports
   

Requirement:

• Degree holder or equivalent qualifications at HKQF level 5
• Minimum 3 years’ relevant experience in CDD and/or KYC in corporate banking
• Relevant qualification in CAMS, AAMLP, CAMLP will be a definite advantage
• Strong understanding of Anti-Money Laundering (AML) and Know Your Customer regulations and relevant bank policies, procedures and practices
• Detail-minded and a good team player with strong communication skills
• Proficient in PC skills and MS Office applications, especially in excel

Candidates with less experience will be considered as Deputy Process Management & Risk Monitoring Manager