VP, FCC Testing, Compliance

Purpose of the role:

Work with the team to conduct compliance review and monitoring for ensuring that the Bank conducts its business in compliance with all applicable laws and regulations.

What you will be doing:

• Assist the Head of Compliance Strategy & Testing to oversee the function of FCC testing

• Work with the team to conduct compliance review and monitoring (including branch visit, thematic review in relation to AML/CFT etc.) across the Bank based on the approved annual compliance review plan

• Advise senior management and relevant units on compliance issues and potential impact

• Oversee the implementation progress of recommendations on compliance issues and findings identified

• Assist in planning, developing and designing the compliance monitoring programs

• Assist in reporting issues identified in compliance monitoring, external examination / self-assessment to the management

• Handle ad-hoc tasks in relation to compliance monitoring

What are we looking for:

• A degree in any disciplines, preferably major in Laws, Finance or Accounting

• 8 years in compliance, audit and related fields with hands-on experience in compliance

• ECF in Professional level and Role 1 of AML/CFT is an advantage

• Sound knowledge in banking services and well versed with the contemporary regulatory requirements e.g. AML Ordinance, HKMA, circulars and guidelines etc

• Self-motivated, good interpersonal, analytical and presentation skills