Assistant Manager/Manager, Compliance team, Asset Custody Department

CMB Wing Lung Bank Limited

Responsibilities:

Perform Know-Your-Customer (KYC) and Anti-Money Laundering (AML) checks on new investors
Perform periodic review and trigger events review including monitoring and tracking of KYC records, and ensure documentation comply with local regulation and company standards
Provide support and collaborate with internal stakeholders to gather KYC related information and documentation
Conduct name screening on the clients and their connected parties
Assist the development, implementation, review and enhancement of internal procedures and guidelines
Design and deliver AML/KYC training to all staff
Handle ad-hoc projects as assigned

Requirements:

Degree holder or above in Business, Law, Finance, Economics or a related discipline
At least 3 years of relevant trustee or bank compliance experience
Qualification in ECF is preferred
Customer-orientated, strong service mindset and able to understand and capture customer needs
Effective at multi-tasking and able to meet tight timelines
Good command of spoken and written English and Chinese, including Putonghua
Proficient in MS Office applications including Chinese word processing