Assistant Manager/ Manager, Internal Audit (Business)

Major Job Duties

• Plan and perform audit assignments with objectives to ascertain the adequacy and effectiveness of risk management, internal controls, and regulatory compliance on various banking products, systems, and operations, etc. are properly in place, with particularly focus in wealth management business and general banking products / services, including investment and insurance products, securities trading, credit cards, remittances, etc.
• Identify and assess key risk areas and propose recommendation to mitigate potential risks
• Prepare reports with audit findings and recommendations
• Perform follow-up for proper implementation of audit recommendations
• Perform ad hoc tasks or reviews as needed

Minimum Requirements

• Degree holder in Business, Accounting, Banking and Finance or related disciplines
• Holders of relevant professional qualifications in accountancy/ internal audit related, e.g. CPA, CIA, will be advantageous
• At least 5 years of internal and/or external audit experience in banking or financial services industry
• Familiar with regulatory requirements and industry standards in respect to general banking products / services, as well as Type 1, 2, 4, 5 and 9 regulated activities
• Independent with strong analytical mind and risk controls sense
• Strong interpersonal, project management and problem-solving skills
• Proficiency in written and spoken English and Chinese

(Candidate with less experience will be considered as Assistant Manager.)