Manager, Regulatory Compliance

Responsibilities:

• Report to Head of Regulatory Compliance
• Provide timely advice on the regulatory compliance related matters 
• Support the regulatory compliance function covering regulated activities 
• Keep track of regulatory updates, establish and maintain regulatory register and identify gaps 
• Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper record keeping 
• Assist to formulate the compliance program and conduct the compliance review 
• Act as second line of defense and provide constructive challenge to relevant stakeholders
• Manage relationship with internal audit and regulator
• Assist in other compliance related tasks as assigned

Requirements:

• Bachelor degree holder or above
• At least 5 years' relevant experience
• Solid knowledge in the banking and regulated activities 
• Attention to details
• Good command of English and Chinese