Senior Operation Officer / Officer (Securities Department) (Ref:CO-SWPO)

Responsibilities:

• Lead and manage internal projects within the Securities department and coordinate cross-functional teams & monitor on the project development schedule
• Participate in system enhancement / integration projects and other ad hoc operational initiatives
• Oversee the planning, coordination, and execution of securities promotion campaigns, including collaborating with coordinate cross-functional teams to ensure regulatory adherence and alignment with strategic goals.
• Assist in support the implementation and regular review of policies, procedures, and operational guidelines to ensure compliance with relevant SFO and regulatory requirements
• Assist in handle issues in relation to communications with HKMA, SFC and HKEX, co-ordinate necessary responses or actions
• Conducting market research and analysis to identify business needs and opportunities
• Perform ad hoc tasks as assigned
• Handle Administration works of the department

Requirements:

• Degree holder with minimum of 3-5 years of experience in the investment industry
• Good communication, interpersonal, and analytical skills
• License holder with passes in HKSI Licensing Exam (Paper 1, 7 & 8) or equivalent is preferred
• Good command of both spoken and written English and Chinese
• Proficiency in MS Word, Excel, and Chinese word processing