Team Head & Senior AML Compliance Manager - Financial Crime Compliance

Position Summary

To play the role of 2nd line of defence and responsible for supervising in-depth investigation, monitoring the fraud risk management independently and providing support to facilitate senior management’s oversight of the fraud risk management of the Bank Group. 

In addition, the job incumbent is responsible for performing the other assignments given by Head of FCCD and Section Head of FCC Investigation & Fraud.

Responsibilities

• Identify potential areas of fraud vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future
• Devise the mechanism and tools for prevention, detection, monitoring and reporting of fraud risks.  Oversee and monitor the development, efficiency and effectiveness of the fraud prevention systems
• Supervise in-depth investigation into frauds and recommend mitigating factors to prevent recurrence and offer solutions as to identify control weaknesses, manage customer complaint process and conduct analysis on emerging fraud trend
• Ensure proper reporting of violations or potential violations to duly authorized enforcement agencies as appropriate and/or require
• Supervise a team in handling the fraud issues and related tasks
• Assist in preparation of regular/ad hoc return/management report
• Handle ad hoc tasks / projects as assigned

Requirements

• University graduate, with minimum 8 years’ working experience in financial services industry (preferably from the banking industry) or law enforcement agencies in handling fraud.
• Experienced in management role is preferable
• Able to exercise judgement, work independently and under pressure
• A team player with good communication skills
• Proficient in MS Office
• Preferably CFE holder
• Relevant qualification (e.g. AAMLP) under the ECF on AML/CFT would be an advantage
• Good command in both written and spoken English and Chinese