Advise senior management to ensure the Bank Group's due compliance with internal policies and applicable laws, regulations sand guidelines, listing rules as well as corporate governance
Liaise with relevant regulatory authorities and external parties to facilitate the effective communication
Ensure the risk issue is mitigated through the quality control and risk analysis
Handle ad hoc assignments relating to compliance issues
Degree holder or above in Law, Accounting, Business administration or equivalent qualifications at HKQF level 5
Minimum 10 years' solid experience in the field of banking compliance
Sound knowledge in the relevant banking laws, the HKMA & SFC rules & regulations etc.
Good command of both written and spoken English, Mandarin and Cantonese
更多工作資料
薪酬
薪金面議
工種
銀行 · 金融服務 - 風險管理
銀行 · 金融服務 - 一般 · 其他
僱用形式
全職
教育程度
學士
類近好工
Graduate Program- Wealth Management (HK and China Market)