Director, Due Diligence Management

Job Summary

• Lead the team of individuals with the specialised skills of reviewing and approving CDD review for on-boarding, periodic review and trigger review for SME and ensure full compliance of relevant CDD policies and procedures and high standards of CDD quality.
• Work with both group & country stakeholders to review and execute of the relevant CDD policies and procedures (includes the required revision)

Responsibilities

• Take reference to the Wealth & Retail Bank (WRB) digital agenda & deliver the output on Anti-Money Laundering (AML) Customer Due Diligence (CDD) management, which encompasses the onboarding of New to Bank (NTB) clients and the review of CDD for Existing to Bank (ETB) clients. 
• Work closely with Small Medium Enterprise (SME) HK business on NTB TAT, CDD review simplification and client experience improvement.
• Follow the KYC/CDD Account Opening, Periodic /Event Trigger Review & provide constructive feedback on balancing risk appetite and business interest.
• Lead through examples and build the appropriate culture and values. Set appropriate tone and expectations from the team and work in collaboration with risk and control partners
• Execution responsibility for identifying, assessing, monitoring, controlling and mitigating financial crime risk, sanctions risk and reputational risks to the Group. Also, an awareness and understanding of the main risks facing the Group and the role the individual plays in managing them

Our Ideal Candidate

• Graduate Degree
• With at least 7-10 years of Banking experience
• AMLCDD knowledge
• People Management experience