Trade Control Officer

UOB Kay Hian (Hong Kong) Limited

Responsibilities:

  • Monitor Capital Investment Entrant Scheme (CIES) client trades
  • Approve over-the-counter (OTC) product trades via e-workflow/ email, conducting Client Due Diligence and Product Due Diligence
  • Review risk profiling questionnaires and update records as required
  • Verify OTC trades (e.g. Unit Trusts, Bonds, Structured Notes, Accumulator/Decumulator, etc.) in the system and follow up on post-trade documents by the deadline
  • Remind clients’ professional investor (PI) status renewal
  • Assist with ad-hoc tasks as assigned by the supervisor

 

Requirements:

  • Bachelor’s degree, preferably in Finance, Business Administration, or a related field
  • At least 2 years of work experience in the financial industry
  • Knowledge of OTC products is preferrable
  • Good command of both spoken and written English and Chinese including Mandarin
  • Strong PC skills in Microsoft Word, Excel and Chinese word processing
  • Detail oriented with responsible and careful mindset

 

更多工作資料
薪酬 薪金面議
待遇
  • 五天工作週
  • 恩恤假
  • 豐厚薪酬
  • 牙科計劃
  • 彈性花紅
  • 教育津貼
  • 考試假
  • 婚假
  • 醫療計劃
工種
  • 銀行 · 金融服務 - 一般 · 其他
工作地點
  • 灣仔
僱用形式
  • 全職
  • 長期
教育程度
  • 學士

類近好工

資產管理顧問 (Full-time / Part-time) (HK$20,000 - HK$50,000)

Ho Chun Company

Personal Banking Executive - Contact Centre and Remote Channel

HSBC

Investment Trainee (Fresh graduates are welcome)

AMG Financial Group Limited

Consultant Trainee (Fresh Graduates are welcome)

AMG Financial Group Limited

Reward Governance Specialist

Standard Chartered Bank

分行客戶服務及銷售代表 (每月津貼+獎金) **流利廣東話**

AEON Credit Service (Asia) Co., Ltd. (AEON 信貸財務 (亞洲) 有限公司)