Assistant Settlement Manager (US stock) [Ref no: RSD-ASM-PL]

Job Responsibilities:

• Assist in daily transaction processing of securities and funds to deliver a timely, smooth, reliable and efficient service to customer.
• Provide processing support on daily operation tasks such as trade matching, CCASS operations, corporate actions processing, IPO FINI and placement, client fund transfers, borrowing and lending, data management and mutual funds processing.
• Assist to manage the stock pledge processing of equities and derivatives in Hong Kong.
• Enforces segregation of duties and proper controls by verifying the transactions, amendments and data changes made by the operations team.
• Participate in system enhancement project, manage and resolve problems during different stages from project initiation to its implementation.

Job Requirements:

• Bachelor’s degree or above in Business Administration or related disciplines;
• At least 2 years of working experience in the settlement and operations department;
• Applicants with prior experience in US stock settlement will be given priority consideration;
• Solid experience in operations and settlement of Equities, Fixed Income, Mutual Funds, Derivatives;
• Ability to handle the full settlement cycle in CCASS is a must;
• Good understanding of the procedures for clearing, fees and commissions calculation, handling IPO, corporate actions, fund transfers and settlement instructions, mutual funds processing and the relevant SFC and HKEX rules and regulations;
• Proficiency in both written and spoken English, Chinese and Putonghua;
• Immediate available is highly preferred.