Assistant Manager, Compliance

Ping An Bank Company Ltd

Responsibilities :

  • Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies;
  • Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys;
  • Conduct regular and ad-hoc compliance reviews and self-assessments; 
  • Assist in compliance-related projects, initiatives, and system launch/enhancement;
  • Keep track of key regulatory changes and notify relevant units/divisions;
  • Deliver and provide internal trainings on compliance related issues; 

Requirements :

  • Degree holder in Finance, Law, Accounting, Business Administration or related disciplines;
  • At least 5 years’ experience in general compliance, experiences gained from banking or financial sector is preferred;
  • Sound knowledge in HKMA/SFC related regulations, guidelines and practices;
  • Self-motivated with good communications skills, able to work under pressure with tight time schedule; Proficient in both spoken and written English and Chinese (including Putonghua).
更多工作資料
薪酬 薪金面議
工種
  • 銀行 · 金融服務 - 一般 · 其他
工作地點
  • 中環
  • 中西區
僱用形式
  • 全職
教育程度
  • 學士

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