Business Manager - Quality Assurance (Wealth Management Department)

Bank SinoPac

Job Responsibilities:

  • Act as the first line of defense by advising the front office on product and investment suitability, ensuring full compliance with regulatory standards
  • Monitor transactions, selling processes, trade activities, business reviews, and other routine workflows to ensure proper oversight
  • Identify potential compliance or operational risks and propose recommendations to strengthen control weaknesses
  • Coordinate internal and external reviews or audits if necessary
  • Oversee Business Continuity Planning (BCP) and conduct User Acceptance Testing (UAT) for system enhancement projects
  • Provide staff training as needed to ensure team readiness and compliance

Job Requirements:

  • Degree holder or above in related discipline
  • Minimum 3 - 5 years of experiences in business compliance, preferably from Wealth Management or private banking
  • Good knowledge of SFC/HKMA regulations, with preference given to candidates who are current license holders
  • Good analytical and risk assessment skills
  • Good communication and interpersonal skills
  • Good command of written and spoken English and Chinese (including Putonghua)
  • Ability to work collaboratively in a fast-paced environment
更多工作資料
薪酬 薪金面議
工種
  • 銀行 · 金融服務 - 企業銀行服務
  • 銀行 · 金融服務 - 投資服務
  • 銀行 · 金融服務 - 風險管理
工作地點
  • 中環
僱用形式
  • 全職
  • 長期
教育程度
  • 碩士
  • 學士

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